Showing posts with label Kuzmina | Elena. Show all posts
Showing posts with label Kuzmina | Elena. Show all posts

Tuesday, June 28, 2016

The Andronovo cradle of Indo-Iranian?







(India Facts, 31 May 2016)


In 2006, the late Russian archaeologist Elena Kuzmina wrote a hefty book on the Origin of the Indo-Iranians (Brill, Leiden). It gives a very detailed history of the Andronovo culture and its surroundings in time and space. The Andronovo culture spanned most of Central Asia in the 2nd millennium BCE, from the Urals to Bactria. At  the same time, the book contains a lot of speculation about links with the information given in the Veda and the Avesta, generally convincing. While it has become a very authoritative work on Andronovo, there remains a big question-mark over its presumptuous title: was this culture indeed the cradle of the Indo-Iranians?

No one who is serious about deciding the Indo-European Homeland question can afford to leave this book unread. It promises to give the prehistory of the Aryan invasion, the preceding movements of the tribes concerned, perhaps even the events that triggered their migration into India. No one serious about arguing the case for an Indian Homeland can afford to leave it unanswered. I have had it on my shelves for a few years, hoping to find time to thoroughly review it. Realistically I still haven’t found that time, and I have not yet co-operated with an archaeologist on this. But a review simply cannot wait anymore.

The book ends with a discussion of the procedure for establishing the chronology of Andronovo, and starts with a detailed explanation about the archaeological method and the rules for ethnographic reconstruction. Then follows an analysis of the typical Andronovo features that allow her to define the spatial and temporal boundaries of the culture she studies. Culturally important and archaeologically easily accessible are funeral practices: “Cremation dominates in the Urals; in central and northern Kazakhstan the cemeteries are bi-ritual; in eastern Kazakhstan and south Siberia, inhumation prevails.”

And at once we notice something that will characterize many passages: though convinced of the Aryan invasion, she furnishes data that are compatible with, or even point to, an opposite Bactria-to-Urals migration. In this case, the Indo-Europeans, historically known to practise both types of disposal of the dead, but mainly cremation (though inhumation will be magnified in the eyes of the archaeologists as it leaves so many more traces), brought cremation with them along the Amu Darya to the Aral Lake area and on to the Urals. The native practice was predominantly inhumation, and it was preserved far from this trajectory, in areas where the Indo-Europeans didn’t come.



An Indo-Iranian culture

While the observation has no evidential value in itself, it deserves noting that the cultural identity of the Andronovo culture has now virtually become a matter of consensus: the Andronovo culture was Indo-Iranian. This book itself has greatly contributed to that consensus, for before its publication, there was still some hesitation.

Thus, many sacrificial and burial practices (and sati, the self-immolation of widows) “characterize the burial practice of the majority of Indo-European peoples: Hittites, Greeks, Germans, Balts, Slavs etc. It leads to the undisputable statement that the Andronovans were Indo-Europeans. However, the common Indo-European character of the whole burial complex does not, strictly speaking, permit one to declare the Andronovans as Indo-Aryans.” (p.195) However, she finds that «the variety of Andronovo funeral rites finds a complete and thorough correlation in early indic texts ». (p.195)

What decides the question for her, is the wealth of correspondences beween her material findings and references in Indian or Iranian texts. Thus, she describes the typical fireplace and then the corresponding reference in Vedic literature. These “hearths comprise a shallow round or oval pit… often covered with flat stone slabs on the bottom…. This hearth is described in ancient Indian texts as the domestic fire gārhapatya-, ‘fire of the master of the house’… Such hearths were used for ritual purposes: a bride would go around it, a widow would perform a ritual dance, people jumped over it during a feast.” (p.45)

Another type of hearth “has a rectangular form… and was made of closely adjusted rectangular stone slabs inserted into the ground on their narrow ends. Such hearths were found in the centre of a house, kept clean, and it is likely that they had a ritual function… This type of hearth corresponded to the early Indian special cult hearth āhavanīya…” (p.45) As she notes, round and rectangular hearths had different functions among the Indo-Europeans. Thus, in Rome, round hearths were sacred to the goddess Vesta, rectangular (including square) ones to male deities.

This could be coincidence, for there are only that many ways of making a fireplace, and it may have been by coincidence that Indo-Iranians and Andronovans hit upon the same design. But let us assume a genealogical relationship: either the Andronovan hearth became the Vedic one, as Kuzmina assumes, or vice-versa. Then everything depends on the chronology. South-Asians may have left their homes and taken the fireplace design with them to Central Asia, where from 2000 BCE they participated in the Andronovo culture. This, of course, presupposes that an “Aryan emigration from India” took place at the very least 500 years before the AIT posits its own Aryan invasion of India.  Indeed, this would fit what Shrikant Talageri says in his The Rigveda and the Avesta, a Final Analysis: the proto-Mitanni/Kassite Indo-Aryans left India ca. 2000 BCE (for West Asia, but some of them may have branched off to Central Asia), the Iranians even earlier.


Indians and Iranians

Though Indo-Aryan and Iranian, together with Dardic, are usually reckoned as branches of a single linguistic group, there is evidence for a conflicht between an Indo-Aryan and an Iranian population connected with the Vedic c.q. Avestan tradition: “H. Oldenberg showed that in spite of the genetic closeness of religious beliefs, the Vedas and Avesta differ considerably, and that in the Avesta many of the heroes play opposite roles to their counterparts in the Veda.” (p.183)

This starts at the level of the gods, where Indra is glorified in the Vedas and demonized in the Avesta. Rjashva, the Vedic king in the Varshagira battle, is glorified in the Rg-Veda but demonized in the Avesta. And yet, except for Shrikant Talageri, no one has drawn the logical conclusion: that Indians and Iranians waged a war against one another, in which one side’s heroes were the other side’s villains.

They fought eventhough they were linguistically and religiously very close. That is one thing most Western or Western-trained scholars miss out on in their study of Vedic conflicts: the battles are not between the very different cultures of an invader group and the natives, they are between different groups of “Aryans”. Even in the Aryan Invasion paradigm, where Indo-Aryans and Iranians are like colonizers of adjoining territories after penetrating south of Bactria, this should have been thought of. Just compare with the colonial wars: the English against the Spanish on the high seas (pirates), the French against the English in Canada, the Dutch against the Portuguese in Sri Lanka, the English against the Dutch Boers in South Africa: after the initial conquest, subsequent conflicts were between different groups of conquerors. So it didn’t even take the Out-of-India Theory to see that the Vedic Aryans were not fighting the “black aboriginals” in the Battle of the Ten Kings, but their own proto-Avestan cousins.

In mapping the connections between Indo-Aryans and Iranians, her grasp of social and family relations and how these are different between the two groups, is a bit hazy and ultimately incorrect: “Kinsmen marry each other among modern Iranian peoples (…) This could be attributed to the caste system in India when marriage was within a caste without taking into account kinship affiliation.” (p.195) Good try, but this analysis from a distance obscures the thorough difference between the Iranian and Indian family structures.

She is definitely mistaken in linking cousin marriage with the caste system. Iranian cousin marriage probably predated the caste system. Even in the Aryan Invasion Theory (AIT), the invasion predated and occasioned the genesis of the caste system, which took place in India, where the Iranians never set foot. Indian sources too indicate that caste endogamy (not even cousin marriage) was only gradually formed, and that initially caste was passed on only in the paternal line, regardless of the mother’s provenance. The Brahmin law books prohibited cousin marriage and enacted what the Catholic Church was to call “forbidden degrees of consanguinity”. This prohibition happens to make biological sense too, for a population with frequent cousin marriages produces more handicapped or malformed children (as can be seen by a comparison between native Britons and the worse-afflicted British-Pakistani community, where cousin marriages often form the majority). So, Iranian cousin-marriage can safely be disconnected from Indian caste engogamy.

That was just to illustrate how her knowledge of the Indo-Iranian cultures she is dealing with, is not as good as her undoubtedly first-class knowledge of Andronovo archaeology. That is not an argument in itself, but it is good to keep in mind before accepting her correlation between scripturally attested cultures and archaeology.

One difference is the Iranian predilection for sheep, partly replacing the central place of cattle among the Vedic people: “An ancient term for ‘cattle’ was recorded in the Avesta and was later attributed to ‘sheep’ in the Iranian languages; Yima’s sacrifice of cattle (Yasna 32:8) was replaced by a sheep sacrifice. These facts indicate that the rise of sheep-raising in Iranian society occurred after the collapse of Indo-Iranian unity.” (p.158)

These facts, including their chronological order, are not explained by any Central-Asian development, but fit Shrikant Talageri’s Out-of-India scenario precisely. First Indo-Aryans and Iranians were neighbours in Northwest India; they developed a conflict in which the Vedic people were victorious while the Iranian regrouped in a territory where some of them had already migrated: Afghanistan. In this mountainous territory, sheep flourished much better than cattle, and therefore became the centre of the Iranian economy.


Indo-Aryan Fedorovo culture

Within the Andronovo horizon, one culture stands out as especially related to the Vedic culture of the Indo-Aryans: the Fedorovo culture. While she finds plenty of Iranian toponyms, many probably stemming from the later Scythian period (1st mill. BCE, as far west as Ukraine), yet “part of the Andronovo toponyms can only be interpreted as Indo-Aryan”. Moreover, ”the Indo-Iranian toponyms of the pre-Scythian period have been found on the territory populated by the Fedorovo tribes”.

Let us assume, with the author, that the Fedorovo culture is Indo-Aryan; though mixed in its classical habitat on the eastern slopes of the Urals with Ugrian, the Uralic branch that was to spawn Hungarian. It flourished around 1700 BC, just in time to reach India for an invasion ca. 1500. That looks neat and surely AIT believers will seize upon it as supporting their invasion scenario.

But then, Kuzmina herself provides material reasons for inverting this northwest-to-southeast scenario: “The hypothesis of an origin of the Fedorovo type in the Urals has been disputed. The sources for Fedorovo ceramic technology and triangular ornametation are found in the Eneolithic of central and eastern Kazakhstan.” (p.201) Worse, even eastern Kazakhstand and beyond: “Federovo  monuments are discovered not only in the Urals but also in the south of Central Asia and Afghanistan, where Ugrians have never lived.” (p.201) Moreover, elsewhere she designates central Kazakhstan as the Fedorovo heartland: “The further one moves from central Kazakhstan, the frequency of the complex diminishes and substratum elements increase”. (p.24)

It won’t take any special pleading to have the Fedorovans migrate from Bactria to the Urals instead. At best we could agree that at present, the distribution of Fedorovo findings across Central Asia can be interpreted in more ways than just the Urals-to-Bactria scenario. Moreover, any movement understood as going to Bactria, is never traced as going beyond it, entering India. Here too, we notice a disappointment for those who expected an underpinning for AIT-compliant migrations from the Andronovo data.



Aryan invasion

When it comes to the AIT, we note that Elena Kuzmina totally relies on an outdated and certainly wrong racial account: “In the Rigveda light skin alongside language is the main feature of the Aryans, differentiating them from the aboriginal Dāsa-Dasyu population who were a dark-skinned, small people speaking another language and who did not believe in the Vedic gods.” (p.172) This is strictly separate from her archaeological findings, but it strongly colours her interpretation of those findings in favour of a northwest-to-southeast migration. It is mostly based on the usual reading of the Vedic references to the Battle of the Ten Kings, which is in fact not against any dark aboriginals but against the Iranians.

In her view, three stages are discernible in the movement from Andronovo into India.

Stage 1 takes place in the 20th-17th century BCE. Material culture including “a cult of the horse” moves from the eastern slopes of the Urals to Central Asia, but: “There is no evidence that they reached India.” (p.452) She naturally rejects whatever might still remain of a belief in the invaders’ violent destruction of the Harappan cities.

More to the northwest, on the Amu Darya near the Aral Lake, “the newcomers were not numerous but they employed horses and chariots and established elite dominance and adopted the culture of the BMAC.” (p.452, Bactria-Margiana Archaeological Complex) So what she has actually found, is BMAC cultural elements near the Aral Lake. This means the BMAC was expanding northward, precisely what you would expect if you assume the Iranians first settled in Bactria and then expanded into Kazakhstan and onwards to the Urals. We will meet a later movement from Bactria to the west, but this movement took place several times, including in ca. 2000 BCE.

Then she jumps to India without positing any causal link with any Andronovo development, and quotes G. Possehl to the effect that “the way of life essentially changed in India in this period” (453): urban culture became village culture, luxuries and international trade disappeared, but means of transport, types of pottery and procedures of house-building continued. “So the opinion of the Indian scholars who emphasize the conservation of the Harappan traditions in the culture of the subsequent periods is quite correct.” (p.453)

Stage 2 is situated in the 16th-14th century BCE. All kinds of movements take place north of (or at most, in the north of) present-day Afghanistan, such as the Timber Grave culture mixing with the Andronovo culture around Samarkand, far way from India. No sign, apparently, of an invasion of Andronovans into India, confirming the non-discovery of Andronovan elements by Indian archaeologists. Yet this is precisely the age of the supposed Aryan invasion, that AIT believers go around declaring to have been confirmed by Kuzmina’s research.

This is when the “Fedorovan tribes reached the Amu Darya… And actively interacted with the bearers of the farming Bactria-Margiana culture.” (453) We note “the penetration of the Andronovo population in the BMAC and the probable subjugation of the indigenous population” (454), the “synthesis of the Andronovo Fedorovo culture and BMAC” (454). Fine, but none of that amounts to an invasion of India.

Stage 3 really comes too late for the Aryan invasion of India: 13th-9th century BC. It was “caused by the cultural transformation of the Eurasian steppes as a result of internal development and ecological crises”. (p.454) That is richly vague, but it has no effect anymore on a putative invasion of India around 1500 BCE.

A migration that is identified, however, is east-to-west: “a part of of the Timber-grave tribes moved [from Uzbekistan or even the Amu Darya basin] to the North Caucasus because of the crisis; they had already begun appearing and settling in the Caucasus at an earlier time”. (p.454) This must be the Scythian migration, which only added to the already existing Iranian presence near and beyond the Urals. Intermittently, groups of Iranians must have moved from Bactria to the Urals and even to Ukraine for more than a thousand years. (One of the later migrating tribes were apparently the Hrvat, now known as the Croats. Before migrating west and adopting the Slavic language of the Serbs, they belonged to the Harahvaita tribe in Afghanistan mentioned as tribute-payers to the Persian empire in an Achaemenid document.)

It is important that here we can recognize a historically known migration, viz. from Bactria westwards. This means that archaeology, though uncertain and vague, is nonetheless relevant for history. That makes the archaeological silence on another supposed historical development, viz. the Aryan invasion of India, all the more significant.



Conclusion

We have nothing to add to the wealth of archaeological data on the Andronovo culture that Elena Kuzmina provides. Her interpretative framework, however, is flawed and limited by the rather dated presuppositions about the Homeland and the invasion of India. Moreover, a culture beginning in 2000 BCE comes a bit late to stage an Aryan invasion, especially given the many indications that the concomitant chronology of ancient Indian literature is late.

Things would be more challenging if we had been shown a rootedness of the Andronovo culture in preceding cultures, thousands of years older. In that case, it would be difficult to deduce those earlier cultures from an emigration from India, and the case for an intrusion from a non-Indian Homeland would be that much stronger. Perhaps this was not the object of her book, and another archaeologist might be able to trace Andronovo to earlier cultures, to the exclusion of Indian influences. There are many might-have-beens in the Homeland debate, but this deeper non-Indian genealogy of cultures has at any rate not been offered in this book. Nor, to our knowledge, anywhere else. If it had been, it would be mustered by interested parties all the time.

While this is undoubtedly an important book, and as far as I can judge a classic of Andronovo archaeology, it fails in its primary mission: to show that this culture was the staging-ground for an Aryan invasion of Iran and India. It only assumes that much but doesn’t demonstrate it.


 

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Friday, August 2, 2013

An Indo-European Conference


 

The Indogermanische Gesellschaft organizes a conference every year. It must be one of the few international conferences where German is still spoken, along with English. I don’t know why I had never gone there, but this time (29-31 July 2013) I did. It was held in Leiden in the main building of the university administration, on the second floor. The painting on the back wall showed the liberation of the city by the Sea Beggars, breaking a one-year siege by the Spanish troops in the 16th century. That is where the successful rebellion against the Spanish king Philip II took off, ending with the independence of the Dutch Republic.

 The topic was the Indo-European vowel system, a rather technical subject with which I will not bore my readers. Anyway, I didn’t go so much for the papers being read but to see the scholars face to face whom I knew from reading their works or discussing with them on-line. I came away with a very positive impression of people like Vaclav Blazek, Pjotr Gasiorowski and others.

What I really wanted to find out was the degree of penetration of the Out-of-India Theory (OIT), i.e. the idea that most European languages can be traced back to an origin in India. Most scholars had never even heard of it. They didn’t know better than that the homeland of the language family was somewhere in Russia and the Indo-Europeans from there invaded India: from an Indian viewpoint, the Aryan Invasion Theory (AIT). So, rather than believing and parroting that “nobody believes in the Aryan Invasion Theory anymore”, a smug and lazy position, Indians had better start the difficult work of informing and convincing the specialists.  

Others knew it but had a negative opinion on it. Politically, they had vaguely heard of its association with “Hindutva” (Hindu nationalism), at least since its revival in the 1980s. Earlier Hindutva stalwarts, such as VD Savarkar who launched the political notion of Hindutva with his book of the same title in 1923, had been believers in the then-prevalent opinion, viz. the AIT. It is not necessary for a nationalist to believe that his ancestors were native: conquest can also form a good backdrop for the birth of a nation. I recognize the influence of Michael Witzel, indeed named as source by some of these scholars, in incorrectly identifying the OIT with Hindutva. Of course, nobody knew anything of the pernicious role which the AIT has been playing in India since the 1840s.

They also vaguely knew that “the Russian homeland (so, the AIT) has been proven”. One of them had heard of the work of Nicholas Kazanas, but had not studied it sufficiently to agree or disagree with its pro-OIT conclusions. As linguists, they thought that linguistics has proven it and refuted the OIT: just like the Hindutva dimwits who think that linguistics should be outlawed because it intrinsically supports the AIT. I can confirm that most people at the conference work within the Russian homeland framework, but that is different from having proven it.

They had also heard that genetics had provided the proof. As Michel Danino has shown, the extant genetic studies, while by no means final,  rather support an Indian homeland. I particularly like that paper on cow genetics showing that the Ukrainian cows have a fair percentage of Indian cows among their ancestry. Migrant Aryan cowherds will have taken along their livestock, so this findings supports the reverse movement from what the AIT teaches. Some of the earlier studies of human genetics readily assumed the AIT and then used it in interpreting their findings, but that was no real proof either.

Finally, they had heard that archeology had furnished the evidence. I told them that many Indian archeologists reject the AIT precisely because, after 150 years of being the well-funded official theory, it has failed to come up with any proof on anything Aryan actually moving into India. But they took heart when I admitted that these archeologists have failed to come up with the converse evidence, viz. something Aryan moving into Central Asia, as their horizon totally stops at the Khyber Pass (the frontier between historical India and Afghanistan). They  deny and claim to have refuted the AIT, but have not developed an OIT.

Anyway, these Indo-Europeanists swore by the work of Elena Kuzmina: The Origins of the Indo-Iranians (Brill, Leiden 2007), which assumes and works within an AIT framework, rather than proving it. But since it may contain elements of such much-prized proof, I availed of the 50% conference discount to buy a copy. I promise to offer a comment.

I also purchased Reconstructing Proto-Nostratic by Alan Bomhard, the elaboration of a macrofamily including Afro-Asiatic, Indo-European, Uralic, Altaic, Kartvelian, Elamo-Dravidian, Eskimo-Aleut, Sumerian and Etruscan. The inclusion of Afro-Asiatic is much debated, that is why I greatly appreciated Blazek’s presentation of a new isogloss between Indo-European and Afro-Asiatic. Bomhard locates its homeland in the Mesolithic (pre-agriculture, maybe 15000 BCE) fertile crescent, particularly Northern Mesopotamia. A subfamily containing Uralic, Altaic and Indo-European developed in what is now Northern Aghanistan and Tajikistan, whence Uralic and Indo-European went westward in a parallel movement, but in the latter case also southward to India. I would say that India and Afghanistan are close enough, and that Bomhard, like everyone else, is conditioning by assuming the AIT beforehand. Well, no matter, I hope to meaningfully contribute to this ambitious debate. The idea of a genealogical tree of language families, ultimately uniting Nostratic with Sino-Caucasian and Amerind, and finally with the African and Australian languages, certainly offers an exciting perspective. Nostratic would also mean that the Aryans, along with the Dravidians, did invade India, though possibly much earlier than in the AIT. Unless the fertile Indus Valley itself can be shown to be the Nostratic homeland: a demographic concentration of people in South Asia at a time when much of Eurasia was not or hardly inhabitable, makes sense, as well as their northwards expansion after the Ice Age. In that case, the whole discussion starts again, ten thousand years earlier.  

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